FCA enforcement of non-financial misconduct – let’s not get too personal

After the Upper Tribunal’s ruling in Frensham v FCA, Hickman & Rose’s head of professional regulation Andrew Katzen examines how FCA regulation of non-financial misconduct is evolving. +++++ The recent decision in Frensham v FCA[1] is an important evolution of professional regulatory law in financial services as it adapts to the modern working environment. The … Continue reading FCA enforcement of non-financial misconduct – let’s not get too personal